Corporate Disclosure

Corporate Disclosure


Gainvest Holdings is an investment platform controlled and operated by Gainvest Legal Corporation, an Investment Adviser Firm registered with the United States Securities and Exchange Commission. Please verify: Investment Adviser Public Disclosure.


By viewing this website and associated materials, you are a potential client or project participant, actively seeking investments without solicitation. This is a private website for qualified investments under Rule 506 of Regulation D.


Gainvest Legal Corporation is required to provide certain disclosure information to each of our clients on an annual basis. Pursuant to meeting our disclosure requirements, the purpose of this disclosure is to notify you that there have been no material changes to our Form ADV Part 2A Disclosure Brochure (“Disclosure Brochure”) since the last annual update of that Disclosure Brochure and to notify you that a complete copy of our Disclosure Brochure is available upon request.


If you would like a current copy of the Disclosure Brochure, you may contact us at our website address (gainvest.co), via e-mail address (support@gainvest.co), or at telephone number (412) 353-9968. Please note that you may obtain information about our firm and our individual investment adviser representatives at the Investment Adviser Public Disclosure (IAPD) website address ( http://www.adviserinfo.sec.gov/).


The Disclosure Brochure provides information about our firm, including a description of our programs, fees, conflicts of interests, and other business activities. We last updated our Disclosure Brochure in July 2019. Since that time, there have been no material changes to the Disclosure Brochure. Below, please also find a copy of our firm’s Privacy Policy Notice, which describes our commitment to protecting the privacy of our clients’ confidential information. You are welcome to contact us if you have any questions regarding our annual disclosure information provided with this disclosure.


Gainvest Legal Corporation ("Advisor") is a registered investment adviser located in Pittsburgh, Pennsylvania. Advisor and its representatives, specifically Gainvest Holdings LLC are in compliance with the current filing requirements imposed upon registered investment advisers by those states in which Advisor maintains clients. Advisor may only transact business in those states in which it is registered, or qualifies for an exemption or exclusion from registration requirements. Advisor's web site is limited to the dissemination of general information pertaining to its advisory services, together with access to additional investment-related information, publications, and links. Accordingly, the publication of Advisor's web site on the Internet should not be construed by any consumer and/or prospective client as Advisor's solicitation to effect, or attempt to effect transactions in securities, or the rendering of personalized investment advice for compensation, over the Internet. Any subsequent, direct communication by Advisor with a prospective client shall be conducted by a representative that is either registered or qualifies for an exemption or exclusion from registration in the state where the prospective client resides. For information pertaining to the registration status of Advisor, please contact the SEC or the state securities regulators for those states in which Advisor maintains a notice filing. A copy of Advisor's current written disclosure statement discussing Advisor's business operations, services, and fees is available from Advisor upon written request. Advisor does not make any representations or warranties as to the accuracy, timeliness, suitability, completeness, or relevance of any information prepared by any unaffiliated third party, whether linked to Advisor's web site or incorporated herein, and takes no responsibility therefore. All such information is provided solely for convenience purposes only and all users thereof should be guided accordingly.

Past performance may not be indicative of future results. Therefore, no current or prospective client should assume that future performance of any specific investment or investment strategy (including the investments and/or investment strategies recommended or undertaken by Advisor) made reference to directly or indirectly by Advisor in its web site, or indirectly via a link to an unaffiliated third party web site, will be profitable or equal the corresponding indicated performance level(s). Different types of investments involve varying degrees of risk, and there can be no assurance that any specific investment will either be suitable or profitable for a client or prospective client's investment portfolio. Historical performance results for investment indices and/or categories generally do not reflect the deduction of transaction and/or custodial charges, the deduction of an investment management fee, nor the impact of taxes, the incurrence of which would have the effect of decreasing historical performance results.


Please remember that different types of investments involve varying degrees of risk, and there can be no assurance that the future performance of any specific investment or investment strategy (including those undertaken or recommended by Advisor), will be profitable or equal any historical performance level(s).

Certain portions of Advisor's web site (i.e. articles, commentaries, etc.) may contain a discussion of, and/or provide access to, Advisor's (and those of other investment and non-investment professionals) positions and/or recommendations as of a specific prior date. Due to various factors, including changing market conditions, such discussion may no longer be reflective of current position(s) and/or recommendation(s). Moreover, no client or prospective client should assume that any such discussion serves as the receipt of, or a substitute for, personalized advice from Advisor, or from any other investment professional. Advisor is neither an attorney nor an accountant, and no portion of the web site content should be interpreted as legal, accounting or tax advice.


To the extent that any client or prospective client utilizes any economic calculator or similar device contained within or linked to Advisor's web site, the client and/or prospective client acknowledges and understands that the information resulting from the use of any such calculator/device, is not, and should not be construed, in any manner whatsoever, as the receipt of, or a substitute for, personalized individual advice from Advisor, or from any other investment professional.


Each client and prospective client agrees, as a condition precedent to his/her/its access to Advisor's web site, to release and hold harmless Advisor, its officers, directors, owners, employees and agents from any and all adverse consequences resulting from any of his/her/its actions and/or omissions which are independent of his/her/its receipt of personalized individual advice from Advisor.


Our Form ADV is available upon request. Please contact our office.


Offerings Disclosure - Private Offerings


The following page contains private securities offerings made available for purchase pursuant to Rule 506 of Regulation D. The following page does not constitute advertising or solicitation. The private securities offerings herein were developed in compliance with the Opportunity Zone Tax program in order for qualified investments to receive the associated tax benefits.


Gainvest Holdings is operated by Gainvest Legal Corporation, a registered investment adviser with the United States Securities and Exchange Commission. Investors must qualify as accredited investors as defined in Rule 501 of Regulation D or qualify under the 35 nonaccredited person threshold for Rule 506(b).


Privacy Policy Notice – United States of America 


This privacy notice discloses the privacy practices for Gainvest Holdings LLC, the investment platform. This privacy notice applies solely to information collected by Gainvest Holdings. It will notify you of the following:

· What personally identifiable information is collected from you through the platform, how it is used and with whom it may be shared. 

· What choices are available to you regarding the use of your data. 

· The security procedures in place to protect the misuse of your information. 

· How you can correct any inaccuracies in the information.


INFORMATION COLLECTION, USE, AND SHARING 

We are the sole owners of the information collected on this platform. We only have access to/collect information that you voluntarily give us via email or other direct contact from you. We will not sell or rent this information to anyone. 

We will use your information to respond to you, regarding the reason you contacted us. We will not share your information with any third party outside of our organization, other than as necessary to fulfill your request, e.g. to ship an order. 

Unless you ask us not to, we may contact you via email in the future to tell you about specials, new products or services, or changes to this privacy policy. These emails will contain an “unsubscribe” link for you to decline from receiving any future emails. 


REGISTRATION

In order to use this platform, a user must first complete the registration form. During registration a user is required to give certain information (such as name and email address). This information is used to contact you about the products/services on our platform in which you have expressed interest. At your option, you may also provide demographic information (such as gender or age) about yourself, but it is not required. 


INVESTMENTS

We request information from you on our investment form. To invest with us, you must provide contact information (like name and residence) and financial information (like bank account number, routing number). This information is used for transaction purposes and to fulfill your investments. If we have trouble processing an investment, we'll use this information to contact you. 



COOKIES

We use "cookies" on this platform. A cookie is a piece of data stored to help us improve your access to our platform and identify repeat visitors to our platform. Cookies can also enable us to track and target the interests of our users to enhance the experience on our platform. Usage of a cookie is in no way linked to any personally identifiable information on our platform. Some of our business partners may use cookies on our platform (for example, advertisers). However, we have no access to or control over these cookies. 

We partner with another party to provide specific services. When the user signs up for these services, we will share names, or other contact information that is necessary for the third party to provide these services. These parties are not allowed to use personally identifiable information except for the purpose of providing these services. 



LINKS

This platform contains links to other platforms. Please be aware that we are not responsible for the content or privacy practices of such other platforms. We encourage our users to be aware when they leave our platform and to read the privacy statements of any other platform that collects personally identifiable information. 



YOUR ACCESS TO AND CONTROL OVER INFORMATION 

You may opt out of any future contacts from us at any time. You can do the following at any time by contacting us via the email address or phone number given on our platform:

· See what data we have about you, if any. 

· Change/correct any data we have about you. 

· Have us delete any data we have about you. 

· Express any concern you have about our use of your data.

We take precautions to protect your information. When you submit sensitive information via the platform, your information is protected both online and offline. 

Wherever we collect sensitive information (such as bank account data), that information is encrypted and transmitted to us in a secure way. You can verify this by looking for a lock icon in the address bar and looking for "https" at the beginning of the address of the Web page. 

While we use encryption to protect sensitive information transmitted online, we also protect your information offline. Only employees who need the information to perform a specific job (for example, billing or customer service) are granted access to personally identifiable information. The computers/servers in which we store personally identifiable information are kept in a secure environment. 


If you feel that we are not abiding by this privacy policy, you may contact us immediately via email at support@gainvest.co.